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Abstract  

The paper was to establish an easy and effective method to investigate and develop a specific technological field from Japanese patent information. The walking technique of the biped humanoid robot was used as an example to study the relative research capabilities and patent citation conditions for patent owners and patent map by the searching method of the theme code for FI (File Index) and F-term classification system of the Japanese Patent Office (JPO). A formulated technical matrix of patent map was established to indicate that the ZMP (Zero Moment Point) control means was the main technology to achieve stabilized walking control of the humanoid biped robot. This method can aid to establish a specific technological matrix from the specific selected term codes (single viewpoint or multiple viewpoints) of the F-term list in the theme code of the JPO system through Boolean logical operations. The resulting particular technical fields were developed to improve the technological capability or seek the merging technology opportunities.

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Scientometrics
Authors:
Schumpeter Tamada
,
Yusuke Naito
,
Fumio Kodama
,
Kiminori Gemba
, and
Jun Suzuki

Summary  

The authors have constructed an original database of the full text of the Japanese Patent Gazette published since 1994. The database includes not only the front page but also the body text of more than 880,000 granted Japanese patents. By reading the full texts of all 1,500 patent samples, we found that some inventors cite many academic papers in addition to earlier patents in the body texts of their Japanese patents. Using manually extracted academic paper citations and patent citations as “right” answers, we fine-tuned a search algorithm that automatically retrieves cited scientific papers and patents from the entire texts of all the Japanese patents in the database. An academic paper citation in a patent text indicates that the inventor used scientific knowledge in the cited paper when he/she invented the idea codified in the citing patent. The degree of science linkage, as measured by the number of research papers cited in patent documents, is particularly strong in biotechnology. Among other types of technology, those related to photographic-sensitized material, cryptography, optical computing, and speech recognition also show strong science linkage. This suggests that the degree of dependence on scientific knowledge differs from technology to technology and therefore, different ways of university-industry collaboration are necessary for different technology fields.

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Abstract  

This paper briefly reviews the knowledge-generation process and explores to what degree technical and scientific knowledge from prior art anticipates novelty or the inventive step of an invention. Inventions are novel if they have not been described (in the public) before, and they are inventive if the technical solution was non-obvious to a skilled person in the field. We employ a novel approach of patent citation analysis to investigate this phenomenon. Since in this context common approaches of such citation analysis are biased (usually, citations are neither exhaustive nor relevant in their entirety), we focus on examination reports of European patent applications and the references given therein. Our findings reveal that particularly technical knowledge comprised in patents serves as a source of novelty, while scientific knowledge frequently stems from multiple scientific papers and accounts for the inventive step. In addition, it is found that in many cases scientific knowledge is of commercial relevance and therefore constitutes more than general background information that aids the technical knowledge generation process.

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Abstract  

Because R&D conducted in electronics and chemistry has made significant contributions to South Korean economic development, past strategies in technology developments in these fields are addressed. The possibility of capturing national technology strategy and policy characteristics from patent analyses is explored. For the analysis, data were analyzed from 557 US patents in electronics and 108 US patents in chemistry, registered by Korean inventors, between 1989 and 1992. Descriptive statistics of aggregated patent information were equivalently mapped to each strategy in the two fields. Industry-specific features and past technology strategies in electronics and chemistry are identified. Electronics was driven by the private sector, while chemistry was driven by the public sector. Inventors in both fields are seeking clustered innovation on which subsequent innovation can be accumulated and/or applied to numerous heterogeneous fields. Contrary to the stated assumption, many Korean electronic innovations were based on scientific outputs such as papers. Of the knowledge strategy variables, size of invention and number of heterogeneous classifications are considered to be an important factor that affects patent citation counts in both fields.

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Abstract  

Third-Stream activities have become increasingly important in the UK. However, valuing them in a meaningful way still poses a challenge to science and technology analysts and policy makers alike. This paper reviews the general literature on “patent value” and assesses the extent to which these established measures, including patent citation, patent family, renewal and litigation data, can be applied to the university context. Our study examines indicators of patent value for short and mid-term evaluation purposes, rather than indicators that suffer from long time lags. We also explore the extent to which differences in IP management practices at universities may have an impact on the validity and robustness of possible indicators. Our observations from four UK universities indicate that there are considerable differences between universities as to how they approach the IP management process, which in turn has implications for valuing patents and how they track activity in this area. In their current form, data as collected by universities are not sufficiently robust to serve as the basis for evaluation or resource allocation.

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Abstract  

Patent citations to the research literature offer a way for identifying and comparing contributions of scientific and technical knowledge to technological development. This case study applies this approach through a series of analyses of citations to Dutch research papers listed on Dutch-invented and foreign patents granted in the US during the years 1987–1996.First, we examined the general validity and utility of these data as input for quantitative analyses of science-technology interactions. The findings provide new empirical evidence in support of the general view that these citations reflect genuine links between science and technology. The results of the various analyses reveal several important features of industrially relevant Dutch science: (1) the international scientific impact of research papers that are also highly cited by patents, (2) the marked rise in citations to Dutch papers on foreign-invented patents; (3) the large share of author-inventor self-citations in Dutch-invented patents; (4) the growing relevance of the life sciences, (5) an increase in the importance of scientific co-operation. We also find significant differences between industrial sectors as well as major contributions of large science-based multinational enterprises, such as Philips, in domestic science-technology linkages.The paper concludes by discussing general benefits and limitations of this bibliometric approach for macro-level analysis of science bases in advanced industrialised countries like the Netherlands.

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Abstract  

This paper reports on a new approach to study the linkage between science and technology. Unlike most contributions to this area we do not trace citations of scientific literature in patents but explore citations of patents in scientific literature. Our analysis is based on papers recorded in the 1996-2000 annual volumes of the CD-Edition of Science Citation Index (SCI) of the Institute for Scientific Information (ISI) and patent data provided by the US Patent and Trademark Office. Almost 30,000 US patents were cited by scientific research papers. We analysed the citation links by scientific fields and technological sectors. Chemistry-related subfields tended to cite patents more than other scientific area. Among technological sectors, chemical clearly dominates followed by drugs and medical patents as the most frequently cited categories. Further analyses included a country-ranking based on inventor-addresses of the cited patents, a more detailed inspection of the ten most cited patents, and an analysis of class-field transfers. The paper concludes with the suggestions for future research. One of them is to compare our 'reverse' citation data with 'regular' patent citation data within the same classification system to see whether citations occur, irrespectively of their directionality, in the same fields of science and technology. Another question is as to how one should interpret reverse citation linkages.

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Abstract  

The economic and social transformation of countries of central and eastern Europe has deeply affected their S&T systems. However, conceptual and methodological problems in monitoring transformation of their S&T systems are not trivial. In this paper we analyse conceptual and methodological issues involved in measuring S&T activities in the socialist and post-socialist period across the most important S&T indicators (R&D, US and national patents; innovation surveys; bibliometrics). Our conclusions are that: i) the process of methodological harmonisation of S&T indicators has progressed considerably and we have provided some evidence in that respect; ii) the use of similar or identical indicators (business R&D, innovation counts, patents, citations) when making inter-country or inter-temporal comparisons should be approached with caution because of the significant differences between the socialist and post-socialist periods as well as between post-socialist R&D systems and R&D in other market economies. This latter applies especially to the interpretation of business R&D data in the post-socialist period.

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Abstract  

The US-EU race for world leadership in science and technology has become the favourite subject of recent studies. Studies issued by the European Commission reported the increase of the European share in the world’s scientific production and announced world leadership of the EU in scientific output at the end of the last century. In order to be able to monitor those types of global changes, the present study is based on the 15-year period 1991–2005. A set of bibliometric and technometric indicators is used to analyse activity and impact patterns in science and technology output. This set comprises publication output indicators such as (1) the share in the world total, (2) subject-based publication profiles, (3) citation-based indicators like journal-and subject-normalised mean citation rates, (4) international co-publications and their impact as well as (5) patent indicators and publication-patent citation links (both directions). The evolution of national bibliometric profiles, ‘scientific weight’ and science-technology linkage patterns are discussed as well. The authors show, using the mirror of science and technology indicators, that the triad model does no longer hold in the 21st century. China is challenging the leading sciento-economic powers and the time is approaching when this country will represent the world’s second largest potential in science and technology. China and other emerging scientific nations like South Korea, Taiwan, Brazil and Turkey are already changing the balance of power as measured by scientific production, as they are at least in part responsible for the relative decline of the former triad.

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. Meyer , M. 2001 Patent citations in a novel field of technology: An exploration of nano-science and nanotechnology Scientometrics 51 163 – 183

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