Examples of the use of subambient DSC for characterizing excipients which have the melting range within ambient or subambient temperatures as well as liquid and semiliquid dosage forms are presented in the following paper.
Authors:D. Giron, P. Piechon, C. Goldbronn, and S. Pfeffer
The polymorphic behaviour of the purine derivative MKS 492 was studied with investigations of suspensions of selected samples in different solvents and of samples obtained by crystallizations. The samples were analyzed by DSC, TG and X-ray diffraction. Six different crystalline modifications called A, B, B, C, D and E and an amorphous form were identified. Four pure crystalline modifications, A, B, C and D have been manufactured and characterized by DSC, X-ray, IR, solubilities, densities, hygroscopicity and dissolution measurements. The four forms A, C, D and E are monotrop to the form B. The form B is enantiotrop to the form B, which revealed the highest melting point of all known polymorphs. This form B is only stable at high temperature. Temperature resolved X-ray diffraction was very helpful for proper interpretation of the thermal events. The melting peaks of the forms A and C and the endothermic peak corresponding to the enantiotropic transition B into B occur in a narrow range of temperature. The form B which is the most stable one at room temperature has been chosen for further development. Quantitative methods to determine the content of the forms A, C and D in samples of form B or to determine the content of form A, B and D in form C have been developed by using X-ray diffraction. Limits of detection are 1 or 2%. For the quantitative determination of the amorphous fraction, X-ray diffraction and microcalorimetry are compared. For high amounts of the amorphous fraction, the X-ray diffraction method is preferred because it is faster. Microcalorimetry is very attractive for levels below 10% amorphous content. The lowest limit of detection is obtained by microcalorimetry, about 1%.
Authors:D. Giron, M. Draghi, C. Goldbronn, S. Pfeffer, and P. Piechon
The local anesthetic drug tetracaine hydrochloride is described in the Europ. Pharmacopea with a melting point of 148°C or
with a range of 134 to 147°C due to the melting points of two other forms. The polymorphic behaviour of tetracaine hydrochloride
has been studied by using thermal treatments, storage at 92% r.h., crystallizations and equilibrations with saturated solutions.
Samples were characterized by X-ray diffraction, IR, thermal analysis and elemental analysis. Since some findings were difficult
to interpret, temperature resolved X-ray diffraction was used additionally for the understanding of the thermal behaviour
of tetracaine hydrochloride. In this study the polymorphic behaviour of some other local anesthetic drugs is compared.
Ten different forms of tetracaine hydrochloride: six anhydrous crystalline forms, an amorphous form, a hemihydrate, a monohydrate
and a tetrahydrate were identified. The relationships between all forms are given.
The heating curve of the commercial form 1 is very dependent on the heating rate. This anhydrous form 1 is the thermodynamic
stable modification at ambient temperature. The form 2 is reversibly enantiotrope to form 1. The four other modifications
called 3, 4, 5 and 6 are monotropes of form 1.
Only forms 1 and 5 are stable at ambient temperature. Form 1 is hygroscopic only at high humidity level of 92% r.h., form
5 is hygroscopic at 61% r.h. Both transform into the monohy-drate.
No polymorphic forms of tetracaine base, dibucaine hydrochloride, procaine hydrochloride or prilocaine hydrochloride were
The commercial form of bupivacaine hydrochloride is a monohydrate. Thermal treatment at 200°C gives one anhydrous form. As
demonstrated by temperature resolved X-ray diffraction two other forms are detected by heating and cooling processes between
100 and 170°C. Equilibrations and crystallization experiments show that solvates are easily obtained in different solvents.
Temperature resolved X-ray diffraction is a very efficient tool as a support to DSC for the identification of the transition
processes and interpretation of thermal events and thermodynamic relationships. Equilibration experiments are very adequate
to find out the thermodynamically stable form at ambient temperature (solvent mediated transitions).
Authors:S. Pfeffer-Hennig, P. Piechon, M. Bellus, C. Goldbronn, and E. Tedesco
The physico-chemical properties and polymorphism of a new active pharmaceutical ingredient entity has been analyzed and the
gain of knowledge during the chemical development of the substance is described. Initial crystallization revealed an anhydrous
crystal form with good crystallinity and a single, sharp DSC melting peak at 171C and a straightforward development of this
crystal form seemed possible. However, during polymorphism screening, new crystalline forms were detected that were often
analyzed as mixtures of crystal forms. The process of characterization and identification of the different crystalline forms
and its thermodynamical relationship has been supported by a combination of experimental and computational work including
determination of the three-dimensional structures of the crystal forms. The crystal structure of one polymorphic form was
solved by single crystal X-ray structure analysis. Unfortunately, Mod B resisted in formation of suitable single crystals,
but its structure could be solved by high resolution powder diffraction data analysis using synchrotron radiation. Calculation
of the theoretical X-ray powder diffraction pattern from three dimensional crystal coordinates allowed an unambiguous identification
of the different crystalline forms. Two polymorphic crystal forms of the API-CG3, named Mod A and Mod B, are enantiotropic
whereas Mod B is the most stable polymorph at room temperature up to about 50C and Mod A at temperatures above 50C. The
mechanism of the solid-solid transition can be explained by analyzing the molecular packing information gained from the single
crystal structures. A third crystalline form with the highest melting peak turned out to be not a polymorphic or pseudopolymorphic
crystal modification of our API-CG3 but a chemically different substance.
Authors:D. Giron, Ch. Goldbronn, M. Mutz, S. Pfeffer, Ph. Piechon, and Ph. Schwab
Manufacturing processes may involve the presence of water in the crystallization of the drug substance or in manufacturing
or in the composition of the drug product through excipients. Dehydration steps may occur in drying, milling, mixing and tabletting
processes. Furthermore, drug substances and drug products are submitted to different temperatures and relative humidities,
due to various climatic conditions giving rise to unexpected hydration or dehydration aging phenomena. Therefore the manufacture
and the characterization of hydrates is part of the study of the physical properties of drug substances.
Several hydrates and even polymorphic forms thereof can be encountered. Upon dehydration crystal hydrates may retain more
or less their original crystal structure, they can lose crystallinity and give anamorphous phase, they can transform to crystalline
less hydrated forms or to crystalline anhydrous forms.
The proper understanding of the complex polyphasic systemhydrates–polymorphs–amorphous state needs several analytical methods.
The use of techniques such as DSC-TG, TG-MS, sorption-desorption isotherms, sub-ambient experiments, X-ray diffraction combined
with temperature or moisture changes as well as crystal structure and crystal modelling in addition to solubilities and dissolution
experiments make interpretation and quantitation easier as demonstrated with some typical examples.